Certainty Compliance
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Get on with running your business, with the certainty that you comply.

For the modern financial service business, being able to demonstrate compliance is critical. With regulators wielding the power to restrict your operations or revoke your licence entirely, compliance is one area you can’t afford to ignore.

Certainty Compliance can build compliance into your business so it becomes second nature, so you can demonstrate effective compliance, quickly and easily, on demand.

And you? You can get on with running your business, with certainty that you comply.

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AUSTRAC Industry Contribution

February 20, 2015 · Compliance, Regulation
The AUSTRAC Industry Contribution is a means for AUSTRAC to recover its costs from the industry. This was previously known as the AUSTRAC Supervisory Levy. The AUSTRAC Industry Contribution is [...]
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Certainty is at the Asian Financial Forum 2015

January 16, 2015 · Compliance
Certainty Compliance will be joining the Asian Financial Forum (AFF) on 19-20 January 2015 in Hong Kong. Meet with us at AFF 2015, Hong Kong Convention and Exhibition Centre or [...]
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ASIC Statement on wholesale and retail investors and SMSFs

September 3, 2014 · Compliance, News, Regulation
ASIC has revised its interpretation, previously published as QFS150, of how the wholesale investor test applies when a trustee of an existing superannuation fund receives advice about how to invest the fund's assets.
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  • ← Previous Entries
  • Recent Posts

    • AUSTRAC Industry Contribution
    • Certainty is at the Asian Financial Forum 2015
    • ASIC Statement on wholesale and retail investors and SMSFs
    • Future of financial advice (FOFA) amendments
    • Market Integrity Rule breach – Pershing trade confirmations
    • ASIC Markets Disciplinary Panel – January 2014
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